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| 1. |
Administrative & other preliminary
documents |
| 1.1 |
Timetable |
| 1.2 |
List of documents |
| 1.3 |
Engagement letters |
| 1.4 |
Estimate of expenses |
| 1.5 |
Powers of attorney (as required) |
| 1.6 |
Directors' responsibility letters |
| 1.7 |
Memorandum on directors’ responsibilities and
continuing obligations as directors of an AIM company |
| 1.8 |
Directors’ questionnaires and details of directors’
interests and directorships |
| 1.9 |
New memorandum and articles of association
appropriate for a company admitted to AIM |
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| 2. |
Documents for publication |
| 2.1 |
Flotation press release |
| 2.2 |
5 or 10 Day Announcement(s) for AIM admission |
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| 3. |
Primary documents |
| 3.1 |
Admission document |
| 3.2 |
Placing agreement |
| 3.3 |
Placing letter |
| 3.4 |
Placing list |
| 3.5 |
Nomad and broker agreement |
| 3.6 |
Lock-in and orderly market agreements |
| 3.7 |
A warrant/option agreement (as required) |
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| 4. |
Financial documents |
| 4.1 |
Working capital report |
| 4.2 |
Short form accountants’ report |
| 4.3 |
Long form accountants' report |
| 4.4 |
Financial reporting procedures memorandum |
| 4.5 |
Reporting accountants’ comfort letter on working
capital |
| 4.6 |
Reporting accountants’ comfort letter - no
significant change |
| 4.7 |
Comfort letter in relation to financial reporting
procedures |
| 4.8 |
Letter confirming accurate extraction of financial
information in admission document (as required) |
| 4.9 |
Reporting accountants’ Schedule 2 Nomad Rules
comfort letter |
| 4.10 |
Comfort letter on tax section of admission
document |
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| 5. |
Other documents for completion |
| 5.1 |
Company working capital confirmation letter |
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| 5.2 |
Company financial reporting procedures comfort letter |
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| 5.3 |
Directors’ comfort letter as to advice and guidance
received |
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| 5.4 |
Company's lawyers' Schedule 2 Nomad Rules comfort letter |
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| 5.5 |
Legal due diligence report |
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| 5.6 |
Verification notes |
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| 5.7 |
Board minutes and shareholders' resolutions (as required) |
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| 5.8 |
Board committee terms of reference (remuneration, audit and
nominations) |
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| 5.9 |
New directors’ service agreements/non-executive directors'
letters of appointment (as required) |
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| 5.10 |
Company AIM application form |
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| 5.11 |
Nomad's declaration |
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| 5.12 |
Model Code on dealing in securities |
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| 5.13 |
Share option scheme rules (if a new share option scheme is
being put in place) |
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| 6. |
Miscellaneous |
|
| 6.1 |
Institutional presentation |
|
| 6.2 |
Consent letters |
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| 6.3 |
Registrar agreement |
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| 6.4 |
CREST application |
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| 6.5 |
CRESTCo dealings letter |
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| 6.6 |
ISIN number code |
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